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Open-File Report 2012–1226

Thermodynamic Method for Generating Random Stress Distributions on an Earthquake Fault

By Michael Barall and Ruth A. Harris

Abstract

This report presents a new method for generating random stress distributions on an earthquake fault, suitable for use as initial conditions in a dynamic rupture simulation. The method employs concepts from thermodynamics and statistical mechanics. A pattern of fault slip is considered to be analogous to a micro-state of a thermodynamic system. The energy of the micro-state is taken to be the elastic energy stored in the surrounding medium. Then, the Boltzmann distribution gives the probability of a given pattern of fault slip and stress. We show how to decompose the system into independent degrees of freedom, which makes it computationally feasible to select a random state. However, due to the equipartition theorem, straightforward application of the Boltzmann distribution leads to a divergence which predicts infinite stress. To avoid equipartition, we show that the finite strength of the fault acts to restrict the possible states of the system. By analyzing a set of earthquake scaling relations, we derive a new formula for the expected power spectral density of the stress distribution, which allows us to construct a computer algorithm free of infinities. We then present a new technique for controlling the extent of the rupture by generating a random stress distribution thousands of times larger than the fault surface, and selecting a portion which, by chance, has a positive stress perturbation of the desired size. Finally, we present a new two-stage nucleation method that combines a small zone of forced rupture with a larger zone of reduced fracture energy.

First posted December 27, 2012

  • Computer Code ZIP (700 kB)
    This computer code implements the method for generating random heterogeneous stress on an earthquake fault, using principles from thermodynamics. It contains Fortran source code, sample input files, and documentation.
  • Sample Data ZIP (66.3 MB)
    This file contains sample output from our computer code. It includes sample data files for 20 realizations of random initial stress generated with our method, plus images illustrating the 20 stress patterns.

For additional information contact:
Contact Information, Earthquake Science Center, Menlo Park Science Center
U.S. Geological Survey
345 Middlefield Road, MS 977
Menlo Park, California 94025
http://earthquake.usgs.gov/

Part or all of this report is presented in Portable Document Format (PDF); the latest version of Adobe Reader or similar software is required to view it. Download the latest version of Adobe Reader, free of charge.


Suggested citation:

Barall, Michael, and Harris, R.A., 2012, Thermodynamic method for generating random stress distributions on an earthquake fault: U.S. Geological Survey Open-File Report 2012–1226, 112 p.



Contents

Abstract

Introduction

Thermodynamic Concepts

Thermodynamic Analogy

Thermodynamic Fault Model

Ultraviolet Divergence

Scaling Relations and Self-Similarity

State Restriction and Probability Distribution

Algorithm to Generate the Stress Field

Controlling Rupture Extent

Post-Processing

Nucleation

Conclusions

Acknowledgments

Appendix A. Slider-Block Model

Appendix B. Properties of the Basis Displacement Fields

Appendix C. Derivation of the Earthquake Rate Formula

Appendix D. Derivation of the Power Spectral Density

Appendix E. Algorithms for Energy Rolloff

Appendix F. Mathematics of the Selection Algorithm

Appendix G. Post-Processing

Appendix H. One-Point Statistics


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